Dec 21, 2021

SEC Takes Aim at 10b5-1 Plans and Issuer Share Repurchases with Proposed Rules

On December 15, 2021, the Securities and Exchange Commission (the “SEC”) announced proposed amendments to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and related insider trading laws (the “Proposed Insider Trading Amendments”), as well as proposed amendments to rules concerning issuer repurchases of...

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