Katy is a Shareholder and member of the Securities Litigation practice at Maynard Cooper.
She has a wide array of experience representing clients in the financial services arena. Katy has handled hundreds of cases with positive results. She has tried more than 30 cases through final decision. The majority of her work is in defense of brokerage firms against claims asserted by customers in arbitration proceedings before the Financial Industry Regulatory Authority (FINRA). She also regularly represents financial institutions in state and federal courts across the country.
Katy also has experience representing brokerage firms in employment matters before FINRA, as well as in state and federal court. She has helped individuals and institutions facing regulatory investigations from State regulators as well as SROs such as FINRA.
Additionally, Katy’s more general litigation experience includes aiding clients in both court and AAA arbitration.
Super Lawyers has recognized Katy as a “Rising Star" in Securities Litigation and she has been named to the Birmingham Business Journal's Top 40 Under 40 list for 2017.
She received her J.D. from Washington and Lee University, magna cum laude, and holds a B.A. from Centre College.