Stefanie is a Shareholder in Maynard’s Securities and Financial Services practice group. She focuses her practice on representing financial services firms, broker-dealers, investment advisors, clearing firms, and securities industry professionals in regulatory and enforcement matters, civil litigation, arbitrations, and internal investigations. She has experience handling mass actions, product cases, alternative investments, Anti-Money Laundering, Bank Secrecy Act, outside business activities, privilege issues, compliance policies, supervisory policies, and standard operating procedures for financial services firms. In the enforcement arena, Stephanie works with and litigates against securities industry regulators, including the SEC, FINRA, and state regulators, among others.
Stefanie is active in the financial and legal industries serving on the Advisory Board and as Secretary of Southeastern Women in Financial Services (SWIFS), an organization comprised of women lawyers practicing in the financial services industry. She also serves as the New York Regional Committee Chair for the Georgia Tech President’s Scholarship Program and Scholarship Chair of the NY/NJ Georgia Tech Alumni Association. Stefanie has served the Lustgarten Foundation for Pancreatic Cancer Research for over ten years as a volunteer and team leader. She also founded and currently serves as Chair of the Lustgarten Foundation for Pancreatic Cancer Research Atlanta Walk.